Tony A. Paine

FUNDS DISTRIBUTOR

BOSTON, MA 02109

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CRD#: 1851372

Professional summary

Tony Anthony Paine, CIMA®, who also goes by Tony E Anthony Paine, Eugene A Paine, Eugene Anthony Paine, Tony Paine, is a registered financial professional currently at FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts.

Tony is registered as a RR (Registered Representative) and started their career in finance in 1991. Tony has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tony E Anthony Paine | Eugene A Paine | Eugene Anthony Paine | Tony Paine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Catholic Charities - San Gabriel Valley, 01/01/2018,Volunteer, Provide shelter, clothing, services to underprivileged, not investment related, Title: Board Member, 2-4 hours devoted per a month, 0 during business hours, No Comp

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tony Anthony Paine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

April 18, 2025 - Present

FUNDS DISTRIBUTOR, LLC

Office #1: 53 State Street 33rd Floor, Boston, MA 02109

CRD#: 7174

BOSTON, MA

Past

August 14, 2024 - October 16, 2024

VANTAGE WEALTH

RIA

CRD#: 111324

PASADENA, CA

Past

January 30, 2024 - July 8, 2024

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BEVERLY HILLS, CA

Past

January 29, 2024 - July 8, 2024

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

BEVERLY HILLS, CA

Past

August 4, 2015 - November 24, 2023

TCW INVESTMENT MANAGEMENT COMPANY LLC

RIA

CRD#: 106546

LOS ANGELES, CA

Past

August 3, 2015 - November 24, 2023

TCW FUNDS DISTRIBUTORS LLC

CRD#: 16670

LOS ANGELES, CA

Past

June 27, 2014 - June 8, 2015

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

August 31, 2010 - July 1, 2014

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

PASADENA, CA

Past

August 30, 2010 - July 1, 2014

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

June 1, 2009 - July 13, 2010

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

June 1, 2009 - July 13, 2010

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

March 5, 2004 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 18, 2004 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LOS ANGELES, CA

Past

January 9, 2003 - August 27, 2003

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

December 2, 2002 - January 9, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PASADENA, CA

Past

November 29, 2002 - January 9, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

June 12, 1998 - September 9, 2002

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

June 28, 1996 - May 22, 1998

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

September 16, 1992 - June 7, 1996

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

September 12, 1991 - August 24, 1992

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(4/28/2025)

California
(4/21/2025)

Hawaii
(5/15/2025)

Nevada
(4/22/2025)

Oregon
(4/21/2025)

Washington
(4/21/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FUNDS DISTRIBUTOR, LLC

FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: , 8-20518

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/01/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tony A. Paine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tony Anthony Paine's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANTAGE WEALTH

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

TCW INVESTMENT MANAGEMENT COMPANY LLC

TCW FUNDS DISTRIBUTORS LLC

DWS DISTRIBUTORS, INC.

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

WAMU INVESTMENTS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

SEI INVESTMENTS DISTRIBUTION CO.

FEDERATED SECURITIES CORP.

BNY MELLON SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/1996

Series 63

Date: 9/23/1991

SIE

Date: 10/1/2018

Series 7

Date: 9/10/1991

Series 24

Date: 5/18/2017

FINRA

Current Firm

FUNDS DISTRIBUTOR, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FUNDS DISTRIBUTOR, LLC

TRUST BUT VERIFY

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