Sandra J. Shotwell-cain

JAG CAPITAL MANAGEMENT LLC

ST. LOUIS, MO 63131

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CRD#: 1850957

Professional summary

Sandra Jean Shotwell-cain, who also goes by Sandra Shotwell-cain, Sandra Jean Shotwell, Sandra Shotwell, Sandy Shotwell, is a registered financial advisor currently at JAG CAPITAL MANAGEMENT LLC located in St. Louis, Missouri.

Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Sandra has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandra Shotwell-Cain | Sandra Jean Shotwell | Sandra Shotwell | Sandy Shotwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Jean Shotwell-cain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2013 - Present

JAG CAPITAL MANAGEMENT LLC

Office #1: 1610 Des Peres Rd Ste 120, St. Louis, MO 63131

RIA

CRD#: 159227

ST. LOUIS, MO

Past

June 9, 2003 - May 14, 2013

J.A. GLYNN INVESTMENTS, LLC.

RIA

CRD#: 22011

ST. LOUIS, MO

Past

June 6, 2003 - March 3, 2021

J.A. GLYNN INVESTMENTS, LLC.

CRD#: 22011

ST LOUIS, MO

Past

February 26, 1998 - June 21, 2004

CHRISTIAN BROTHERS INVESTMENT SERVICES, INC.

RIA

CRD#: 104604

OAK BROOK, IL

Past

January 18, 1995 - May 5, 2003

CBIS FINANCIAL SERVICES, INC.

CRD#: 20872

CHICAGO, IL

Past

June 5, 1991 - November 23, 1994

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908

ST. LOUIS, MO

Past

August 23, 1988 - September 7, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JAG CAPITAL MANAGEMENT LLC

JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA

Registered Investment Advisory firm - (10/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/12/1993

General Securities Principal Examination

Current Firm

JAG CAPITAL MANAGEMENT LLC

JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA

Registered Investment Advisory firm - (10/26/2011 Approved)

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Contact information

Main Address

1610 Des Peres Rd Ste 120, St. Louis, MO 63131

Mailing Address

Phone number

(314) 997-1277

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JAG CAPITAL MANAGEMENT LLC FORM ADV 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,530
AUM (Assets Under Management)	$ 1,695,603,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sandra J. Shotwell-cain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Jean Shotwell-cain's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.A. GLYNN INVESTMENTS, LLC.

J.A. GLYNN INVESTMENTS, LLC.

CHRISTIAN BROTHERS INVESTMENT SERVICES, INC.

CBIS FINANCIAL SERVICES, INC.

MERCANTILE INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

JAG CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/1995

Series 63

Date: 9/9/1988

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1988

Series 24

Date: 10/12/1993

Current Firm

JAG CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JAG CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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