Loyd A. Crowe

OPTIMUM WEALTH MANAGEMENT

Woodstock, GA

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CRD#: 1850746

Professional summary

Loyd Austine Crowe JR is a registered financial advisor currently at OPTIMUM WEALTH MANAGEMENT, LLC located in Woodstock, Georgia.

Loyd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Loyd has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDEND OF LAC WEALTH MGMT, INC, SINCE 10/2005. INVESTMENT RELATED 10 HOURS PER MONTH. MANAGING PARTNER P&C PARTNERSHIP, LLC INVESTMENT RELATED 6040 CAMP BOWIE BLVD SUITE H, FORT WORTH, TX 76016, PRIVATE PARTNERSHIP ADMINISTRATIVE & INVESTMENT MATTERS OF THE PARTNERSHIP 150 HOURS PER MONTH, STARTED 3/2009

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loyd Austine Crowe JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2017 - Present

OPTIMUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 132422

Woodstock, GA

Past

February 8, 2010 - October 10, 2017

EFFICIENT MARKET ADVISORS, LLC

RIA

CRD#: 132188

WOODSTOCK, GA

Past

February 25, 2009 - August 14, 2009

FOX FINANCIAL MANAGEMENT CORPORATION

CRD#: 134277

CARROLLTON, TX

Past

January 11, 2007 - September 7, 2007

BOSTON MERCHANT FINANCIAL SERVICES, INC.

CRD#: 23739

BOSTON, MA

Past

January 21, 1991 - December 31, 2006

BOSTON MERCHANT FINANCIAL SERVICES, INC.

CRD#: 23739

FARMINGTON, CT

Past

May 26, 1989 - September 19, 1990

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

CRD#: 13645

SHELTON, CT

Past

July 20, 1988 - May 2, 1989

INVESTACORP, INC.

CRD#: 7684

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/1998

General Securities Principal Examination

Current Firm

OPTIMUM WEALTH MANAGEMENT, LLC

MAGELLAN WEALTH MANAGEMENT, LLC | OPTIMUM WEALTH MANAGEMENT, LLC. | OPTIMUM WEALTH MANAGEMENT, LLC

CRD#: 132422 / SEC#: 801-63421

RIA

Registered Investment Advisory firm - (6/17/2015 Terminated)

Georgia

Registered Investment Advisory firm - (6/15/2015 Approved)

Texas

Registered Investment Advisory firm - (11/9/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Woodstock, GA

Mailing Address

Phone number

(678) 778-2694

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 62,596,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Loyd A. Crowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loyd Austine Crowe JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFFICIENT MARKET ADVISORS, LLC

FOX FINANCIAL MANAGEMENT CORPORATION

BOSTON MERCHANT FINANCIAL SERVICES, INC.

BOSTON MERCHANT FINANCIAL SERVICES, INC.

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

INVESTACORP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2010

Series 63

Date: 9/14/1995

Series 7

Date: 7/16/1988

Series 24

Date: 3/25/1998

Current Firm

OPTIMUM WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OPTIMUM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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