Edward S. Ehee
Professional summary
Edward Sewon Ehee was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial advisor and started their career in finance in 1990. Prior to being barred, Edward had worked at 3 firms, which includes COMPASS FUND MANAGEMENT LLC, SCHONFELD SECURITIES LLC, KIDDER PEABODY & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2003 - December 31, 2005
COMPASS FUND MANAGEMENT, LLC
June 3, 1994 - July 15, 1994
SCHONFELD SECURITIES, LLC
April 2, 1990 - October 16, 1992
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
