WS
William Selvaggi
LANTERN WEALTH ADVISORS
Houston, TX 77024
Some features on this profile are disabled
CRD#: 1850524
WS
Professional summary
William Selvaggi, who also goes by Bill Selvaggi, is a registered financial advisor currently at LANTERN WEALTH ADVISORS, LLC located in Houston, Texas and HEROLD & LANTERN INVESTMENTS, INC. located in Houston, Texas.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Selvaggi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AS OF 09/2011 I AM A REGISTERED INVESTMENT ADVISOR REPRESENTATIVE WITH LANTERN WEALTH ADVISORS, LLC WITH OFFICES LOCATED AT 35 PINELAWN ROAD MELVILLE, NY. I DEVOTE APPROXIMATELY 5 HOURS/MONTH IN THIS CAPACITY WHICH MAY BE DURING SECURITIES TRADING HOURS. 2) AS OF 12/23 TREASURER AND DIRECTOR FOR THE SUICIDE PREVENTION FOUNDATION, RECEIVED NON PROFIT APPROVAL , NOT INVESTMENT RELATED, 2425 SAGE RD #105 HOUSTON TX 77056, PLANNING EVENTS AND PROGRAMS TO PREVENT SUICIDE. WILL BE FINANCIAL LIAISON (PREPARING TEXAS FRANCHISE REPORT AND FEREDERAL INCOME TAX FILINGS IF REQUIRED), DEVOTE APPROXIMATELY 2 TO 4 HOURS PER MONTH, NONE WILL BE DURING SECURITIES TRADING HOURS. THERE IS NO RELATIONSHIP BETWEEN THE FIRM, ITS CLIENTS, OR ANY OTHER EMPLOYEES, AND THE ENTITY. AS OF 01/02/2014 I WILL BE EMPLOYED AT HEIGHTS FINANCIAL SERVICES LOCATED AT 2050 NORTH LOOP WEST-SUITE 115 HOUSTON, TEXAS 77018 AS A SEASONAL TAX PREPARER. I WILL BE WORKING BETWEEN 15 AND 30 HOURS PER WEEK, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS. THE JOB WILL BE NON INVESTMENT RELATED. As of 04/07/2017 - Insurance Agent (life insurance, fixed annuities and long term care) with various Insurance Entities and Lantern Insurance Brokerage. Non-Investment Related. Approximately 25-35 hours/month 10-20 of which are during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view William Selvaggi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2011 - Present
LANTERN WEALTH ADVISORS, LLC
Office #1: 9601 Katy Freeway Suite 400, Houston, TX 77024RIA
CRD#: 147420
Houston, TX
Current
November 5, 2009 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 9601 Katy Freeway Suite 400, Houston, TX 77024BD
CRD#: 30996
HOUSTON, TX
Past
October 24, 2005 - September 15, 2009
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
HOUSTON, TX
Past
November 25, 2002 - September 15, 2009
OPPENHEIMER & CO. INC.
BD
CRD#: 249
HOUSTON, TX
Past
August 5, 1988 - December 10, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
HOUSTON, TX
Past
July 19, 1988 - December 10, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LANTERN WEALTH ADVISORS, LLC
LANTERN ADVISERS LLC | LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
RIA
Registered Investment Advisory firm - (1/15/2014 Approved)California
Registered Investment Advisory firm - (2/16/2014 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2014 Terminated)New York
Registered Investment Advisory firm - (1/17/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/28/2023)
RR
California(1/5/2011)
IAR
California(9/22/2011)
RR
Colorado(1/14/2010)
RR
Florida(4/17/2014)
RR
Kentucky(7/1/2011)
RR
Michigan(10/3/2017)
RR
New Jersey(2/2/2024)
RR
Pennsylvania(1/4/2010)
RR
Texas(11/5/2009)
IAR
Texas(7/14/2014)
RR
Wisconsin(1/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LANTERN WEALTH ADVISORS, LLC
LANTERN ADVISERS LLC | LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
RIA
Registered Investment Advisory firm - (1/15/2014 Approved)California
Registered Investment Advisory firm - (2/16/2014 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2014 Terminated)New York
Registered Investment Advisory firm - (1/17/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Mailing Address
Phone number
(631) 454-2000
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 265,466,991 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
