David W. Dent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wayne Dent was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 1993 - July 28, 1993
PUBLIC FIDELITY CORPORATION
March 1, 1991 - January 8, 1992
TOUCHSTONE CAPITAL CORPORATION
September 23, 1988 - February 27, 1991
BALLY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PUBLIC FIDELITY CORPORATION
CRD#: 30893 / SEC#: , 8-45282
Contact information
Documents
Red Flags
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