Stephen D. Andrew
Professional summary
Stephen David Andrew, who also goes by David Andrew, is a registered financial advisor currently at PACIFIC INVESTMENT COUNSEL, INC. located in Huntington Beach, California.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Stephen has worked at 2 firms and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen David Andrew's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 1990 - Present
PACIFIC INVESTMENT COUNSEL, INC.
September 14, 1999 - September 23, 2013
CLIFFORD SWAN INVESTMENT COUNSELORS
October 1, 1990 - December 31, 2005
PACIFIC INVESTMENT COUNSEL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/1/1990)
Exams
Series 2
Date: 6/14/1988
Non-Member General Securities ExaminationCurrent Firm
PACIFIC INVESTMENT COUNSEL, INC.
CRD#: 136813 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 47,624,464 |
Red Flags
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