Paul F. Ruzicka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Frederick Ruzicka was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1988. Paul had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2011 - May 5, 2014
SSN ADVISORY, INC.
November 1, 2011 - May 5, 2014
SECURITIES SERVICE NETWORK, LLC
August 29, 2002 - October 31, 2011
SECURITIES AMERICA, INC.
February 2, 2000 - December 31, 2000
CETERA WEALTH SERVICES, LLC
September 19, 1997 - September 23, 2000
AETNA FINANCIAL SERVICES, INC.
September 19, 1997 - May 23, 2002
VOYA FINANCIAL PARTNERS, LLC
October 12, 1994 - June 20, 1997
NATHAN & LEWIS SECURITIES, INC.
July 13, 1994 - October 17, 1994
PRIME CAPITAL SERVICES, INC.
February 23, 1993 - August 2, 1994
NYLIFE SECURITIES LLC
August 8, 1988 - January 26, 1993
METROPOLITAN LIFE INSURANCE COMPANY
August 8, 1988 - January 26, 1993
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
