David M. Miller

ASSUREDPARTNERS INVESTMENT ADVISORS

Houston, TX 77024

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CRD#: 1849707

Professional summary

David Michael Miller, AIF® is a registered financial advisor currently at ASSUREDPARTNERS INVESTMENT ADVISORS located in Houston, Texas and PRIVATE CLIENT SERVICES, LLC located in Houston, Texas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 10 firms and has passed the Series 63, SIE, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AssuredPartners Investment Advisors, LLC. 4600 West Cypress Street, Suite 405, Tampa, FL 33607. RIA. 40 hrs/mo; 32 during trading hrs. 2) AssuredPartners. 9525 Katy Freeway #210, Houston, TX 77024. As an employee of AssuredPartners, I sell, life, health, LTC, DI and group insurance. I also sell P&C insurance. Sales. 20 hrs/mo; 20 during trading hrs. 2) 2436 Penny Road LP. 945 Heights Blvd, Houston, TX 77008. We collectively purchased a date center (real estate only). Investor only. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 6, 2024 - Present

ASSUREDPARTNERS INVESTMENT ADVISORS

Office #1: 840 Gessner Road Suite 700, Houston, TX 77024

RIA

CRD#: 309550

Houston, TX

Current

May 6, 2024 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 840 Gessner Road Suite 700, Houston, TX 77024

RIA

CRD#: 120222

Houston, TX

Past

April 21, 2016 - May 7, 2024

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Houston, TX

Past

January 12, 2016 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Houston, TX

Past

January 11, 2016 - May 7, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Houston, TX

Past

February 2, 2000 - January 12, 2016

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

HOUSTON, TX

Past

April 9, 1999 - January 12, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

HOUSTON, TX

Past

March 18, 1999 - April 9, 1999

SECURITIES AMERICA, INC.

CRD#: 10205

Past

November 16, 1990 - March 23, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 29, 1990 - November 13, 1990

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

July 8, 1988 - June 1, 1990

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

July 5, 1988 - July 8, 1988

FINANCIAL SYNERGIES EQUITIES, INC.

CRD#: 7550

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/6/2024)

Florida
(5/6/2024)

Iowa
(5/6/2024)

Montana
(5/7/2024)

Oklahoma
(5/6/2024)

Oregon
(1/3/2025)

Texas
(5/6/2024)

IAR

Texas
(5/6/2024)

Virginia
(5/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 10/15/2003

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 4/21/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/1/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

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Contact information

Main Address

4600 W. Cypress Street Suite 405, Tampa, FL 33607

Mailing Address

Phone number

(407) 708-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSUREDPARTNERS INVESTMENT ADVISORS ADV PART 2A SEPT 2, 2025 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	3,759
AUM (Assets Under Management)	$ 3,251,947,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David M. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SECURITIES AMERICA, INC.

MML INVESTORS SERVICES, LLC

EQUITY SERVICES, INC.

DERAND/PENNINGTON/BASS, INC.

FINANCIAL SYNERGIES EQUITIES, INC.

Primary Firm SEC Registration

ASSUREDPARTNERS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 7/1/1988

SIE

Date: 10/1/2018

Series 62

Date: 10/15/2003

Series 22

Date: 4/21/1989

Series 6

Date: 7/1/1988

FINRA

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSUREDPARTNERS INVESTMENT ADVISORS

TRUST BUT VERIFY

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