Michael A. Sacco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Sacco was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 1992 - June 24, 2024
THE WINDMILL GROUP, INC.
May 29, 1992 - June 22, 1992
UBS FINANCIAL SERVICES INC.
October 17, 1991 - November 28, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 17, 1991 - November 28, 1992
SIGNATOR INVESTORS, INC.
September 7, 1990 - August 20, 1991
FMSBONDS, INC.
April 6, 1989 - September 26, 1990
DAVID LERNER ASSOCIATES, INC.
November 28, 1988 - April 15, 1989
THE STUART-JAMES COMPANY, INCORPORATED
July 19, 1988 - December 19, 1988
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE WINDMILL GROUP, INC.
CRD#: 8384 / SEC#: 801-120154, 8-25280
Contact information
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 32,101,709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
