Paul D. Weiss

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CRD#: 1849504

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul David Weiss was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1989. Paul had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 3, 2017 - May 14, 2018

BOREAL CAPITAL SECURITIES LLC

CRD#: 158599

Miami, FL

Past

June 17, 2015 - January 18, 2018

WEST HILL FINANCIAL SERVICES, LLC

RIA

CRD#: 172366

CORAL GABLES, FL

Past

March 4, 2014 - June 20, 2014

INSIGNEO WEALTH ADVISORS, LLC

RIA

CRD#: 112706

MIAMI, FL

Past

February 10, 2014 - June 20, 2014

INSIGNEO SECURITIES, LLC

CRD#: 29249

CORAL GABLES, FL

Past

July 19, 2012 - January 28, 2014

COLONY PARK FINANCIAL SERVICES LLC.

CRD#: 41534

MIAMI, FL

Past

April 24, 2003 - August 2, 2012

ATLAS ONE FINANCIAL GROUP, LLC

CRD#: 124057

MIAMI, FL

Past

September 10, 2002 - September 3, 2003

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

CHARLOTTE, NC

Past

September 21, 1998 - October 8, 2002

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

August 29, 1997 - September 22, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 1, 1995 - September 8, 1997

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 1, 1989 - March 2, 1995

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/21/2017

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 5/9/2003

Municipal Securities Principal Examination

Current Firm

BOREAL CAPITAL SECURITIES LLC

BOREAL CAPITAL SECURITIES LLC | MORA WM SECURITIES, LLC | MORA WM SECURITIES

CRD#: 158599 / SEC#: , 8-68910

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1450 Brickell Avenue, Suite 2900, Miami, FL 33131

Mailing Address

1450 Brickell Avenue, Suite 2900, Miami, FL 33131

Phone number

(305) 459-5400

Established

Delaware since 06/17/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BOREAL CAPITAL HOLDINGS USA, LLC	OWNER / MEMBER
FRANCES, JOAQUIN NMN	CEO	4551274
GAETA, ROBERT BYRON	CHIEF COMPLIANCE OFFICER\AMLCO	1770315
STICE, HAROLD EUGENE	FINOP	1349210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul D. Weiss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEST HILL FINANCIAL SERVICES, LLC

INSIGNEO WEALTH ADVISORS, LLC

INSIGNEO SECURITIES, LLC

COLONY PARK FINANCIAL SERVICES LLC.

ATLAS ONE FINANCIAL GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

CIBC WORLD MARKETS CORP.

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/2014

Series 63

Date: 11/22/1989

SIE

Date: 5/14/2018

Series 7

Date: 10/21/1989

Series 24

Date: 11/21/2017

Series 53

Date: 5/9/2003

Current Firm

BOREAL CAPITAL SECURITIES LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BOREAL CAPITAL SECURITIES LLC

TRUST BUT VERIFY

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