Donald H. Jans

JANS CAPITAL MANAGEMENT

Tiburon, CA

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CRD#: 1849503

Professional summary

Donald Henry Jans is a registered financial advisor currently at JANS CAPITAL MANAGEMENT located in Tiburon, California.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Donald has worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRoperty manager, novelist, wheat farmer

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Henry Jans's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2019 - Present

JANS CAPITAL MANAGEMENT

RIA

CRD#: 284327

Tiburon, CA

Past

July 19, 2016 - February 14, 2019

JANS CAPITAL MANAGEMENT

RIA

CRD#: 284327

Portland, OR

Past

April 18, 2011 - December 31, 2014

JANS CAPITAL MANAGEMENT

RIA

CRD#: 154731

PORTLAND, OR

Past

August 25, 2010 - December 31, 2010

JANS CAPITAL MANAGEMENT

RIA

CRD#: 154731

PORTLAND, OR

Past

December 18, 2009 - July 15, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

NEW YORK, NY

Past

July 23, 2008 - December 17, 2009

CANTELLA & CO., INC.

CRD#: 13905

PORTLAND, OR

Past

January 10, 2006 - July 11, 2008

CROCKER SECURITIES LLC

CRD#: 119523

PORTLAND, OR

Past

April 29, 2002 - January 25, 2006

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

January 21, 1992 - May 17, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

July 20, 1988 - February 4, 1992

LIBERTY CAPITAL MARKETS, INC.

CRD#: 16534

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/22/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Current Firm

JANS CAPITAL MANAGEMENT

JANS CAPITAL MANAGEMENT | JANS, DONALD HENRY

CRD#: 284327 / SEC#:

California

Registered Investment Advisory firm - (8/31/2022 Approved)

Oregon

Registered Investment Advisory firm - (12/1/2022 Terminated)

Washington

Registered Investment Advisory firm - (11/19/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

San Francisco, CA

Mailing Address

Phone number

(415) 572-8911

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 2,300,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Oregon	ERA - Withdrawn	6/15/2016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald H. Jans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Henry Jans's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANS CAPITAL MANAGEMENT

JANS CAPITAL MANAGEMENT

JANS CAPITAL MANAGEMENT

JESUP & LAMONT SECURITIES CORP

CANTELLA & CO., INC.

CROCKER SECURITIES LLC

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

LIBERTY CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/1988

Series 7

Date: 7/16/1988

Current Firm

JANS CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

JANS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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