Donald H. Hunter
Professional summary
Donald Horton Hunter JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Donald had worked at 7 firms, which includes WESTROCK ADVISORS INC., SANDGRAIN SECURITIES LLC, JOSEPHTHAL & CO. INC., STUART COLEMAN & CO. INC., LEHMAN BROTHERS INC., GLEACHER & COMPANY SECURITIES INC., CIBC WORLD MARKETS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2002 - October 4, 2010
WESTROCK ADVISORS, INC.
April 29, 1996 - April 26, 2002
SANDGRAIN SECURITIES LLC
October 28, 1993 - March 4, 1996
JOSEPHTHAL & CO., INC.
May 29, 1992 - November 26, 1993
STUART, COLEMAN & CO., INC.
July 11, 1991 - May 4, 1992
LEHMAN BROTHERS INC.
May 21, 1991 - July 11, 1991
GLEACHER & COMPANY SECURITIES, INC.
May 25, 1990 - April 23, 1991
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
WESTROCK ADVISORS, INC.
CRD#: 114338 / SEC#: , 8-53419
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 9 |
Red Flags
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