Marc A Oliver
Professional Summary
Marc A Oliver, who also goes by Marc Antonio Oliver, was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 1989 - 2017. Marc had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 5, Series 15, Series 3, Series 7, Series 27, Series 53, Series 14, Series 10, Series 4, Series 24 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marc Antonio Oliver
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
NMS CAPITAL ASSET MANAGEMENT, INC. | VIG GLOBAL HOLDINGS, LLC | VIG CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
433 North Camden Drive 4th Floor, Beverly Hills, CA 90210Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 1999Series 5 — Interest Rate Options Examination
Passed Mar 1990Series 15 — Foreign Currency Options Examination
Passed Feb 1990Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 1999About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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