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BG

Brett W. Gold

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CRD#: 1848888
BG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brett William Gold was a registered financial professional .

Brett is a previously registered financial professional and started their career in finance in 1988. Brett had worked at 10 firms and has passed the Series 63, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 4, 2011 - March 4, 2011

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

January 10, 2005 - October 12, 2005

TRANCEKA CAPITAL, LLC

BD
CRD#: 118028
SEATTLE, WA
Past

November 22, 2002 - February 10, 2003

HEARTLAND SECURITIES CORP.

BD
CRD#: 43201
EDISON, NJ
Past

December 5, 2001 - November 13, 2002

ICAP/INVESTMENT SERVICES AND TRADING, LLC

BD
CRD#: 31271
HAVERSTRAW, NY
Past

January 16, 2001 - November 27, 2001

MONARCH FINANCIAL CORPORATION OF AMERICA

BD
CRD#: 23437
NEW YORK, NY
Past

March 17, 2000 - January 3, 2001

HUDSON SECURITIES,INC.

BD
CRD#: 10467
JERSEY CITY, NJ
Past

November 12, 1998 - August 29, 1999

ON-SITE TRADING, INC.

BD
CRD#: 30271
GREAT NECK, NY
Past

June 11, 1998 - October 27, 1998

HUDSON SECURITIES,INC.

BD
CRD#: 10467
JERSEY CITY, NJ
Past

April 21, 1998 - May 18, 1998

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

April 16, 1993 - March 23, 1998

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

July 19, 1988 - March 8, 1993

CROWN FINANCIAL GROUP, INC.

BD
CRD#: 540
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 5/22/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/16/1988
General Securities Representative Examination

Current Firm

GT
G-2 TRADING,LLC
G-2 TRADING,LLC | RBC PROFESSIONAL TRADING GROUP LLC | RBC PROFESSIONAL TRADER GROUP LLC | GENERIC TRADING OF PHILADELPHIA, LLC

CRD#: 44018 / SEC#: , 8-50510

BD
Terminated by SEC on 09/13/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/25/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
M STREET CAPITAL LLCMANAGING MEMBER
FINNEN, KENNETH ARTHURCCO1974997
FORTUNOFF, GREGORY BCEO2449593
LEIB, SHARON BETHCFO5799319

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G-2 TRADING,LLC

CRD#: 44018

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