John Koshy

SYMPHONY RETIREMENT PARTNERS LLC

ROUND ROCK, TX 78681

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CRD#: 1848801

Professional summary

John Koshy, AIF® is a registered financial advisor currently at SYMPHONY RETIREMENT PARTNERS LLC located in Round Rock, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name and address: John Koshy, 1543 Weiskopf Loop, Round Rock, TX Category: Insurance Investment-Related: Yes Title: Agent Duties: offers accident insurance, health insurance, commission based group benefits, disability insurance, fixed/indexed annuities, long term care insurance and traditional life insurance products. Start Date: 6/2017 Hours per month: 10 Hours per month during trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Koshy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 4, 2019 - Present

SYMPHONY RETIREMENT PARTNERS LLC

Office #1: 1 Chisholm Trail Bldg 1, Suite 450, Round Rock, TX 78681

RIA

CRD#: 300990

ROUND ROCK, TX

Past

May 17, 2011 - April 4, 2019

OSAIC FA, INC.

RIA

CRD#: 3978

Round Rock, TX

Past

March 4, 2005 - May 13, 2011

OSAIC FA, INC.

RIA

CRD#: 3978

Round Rock, TX

Past

November 17, 2004 - April 17, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

ATLANTA, GA

Past

November 17, 2004 - April 4, 2019

OSAIC FA, INC.

CRD#: 3978

Round Rock, TX

Past

October 5, 2001 - September 27, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 29, 2000 - August 10, 2001

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

April 15, 1992 - August 7, 1995

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/5/2021)

IAR

Texas
(4/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/28/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SYMPHONY RETIREMENT PARTNERS LLC

CRD#: 300990 / SEC#:

New York

Registered Investment Advisory firm - (4/18/2019 Approved)

Oregon

Registered Investment Advisory firm - (5/2/2025 Approved)

Texas

Registered Investment Advisory firm - (4/4/2019 Approved)

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Contact information

Main Address

1 Chisholm Trail Bldg 1, Suite 450, Round Rock, TX 78681

Mailing Address

Phone number

(512) 337-8060

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 23,157,373

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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John Koshy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Koshy's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FA, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2005

Series 63

Date: 3/30/2000

SIE

Date: 10/1/2018

Series 6

Date: 3/28/2000

Current Firm

SYMPHONY RETIREMENT PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SYMPHONY RETIREMENT PARTNERS LLC

TRUST BUT VERIFY

Contact information

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