PT
Paul N. Tice
ARGOS CAPITAL PARTNERS
ST. LOUIS, MO 63105
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CRD#: 1848693
PT
Professional summary
Paul Norman Tice is a registered financial advisor currently at ARGOS CAPITAL PARTNERS, LLC located in St. Louis, Missouri.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Paul has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CONSOLIDATED FINANCIAL INVESTMENTS, INC.; INVESTMENT RELATED; CLAYTON, MO; BROKER-DEALER; REGISTERED REPRESENTATIVE AND UNCOMPENSATED MUNICIPAL PRINCIPAL; AUGUST 1988;ZERO HOURS PER MONTH.
PAUL TICE IS THE CHIEF INVESTMENT OFFICER OF ARGOS PARTNERS AND MANAGING PARTNER OF ARGOS CAPITAL MARKETS SINCE NOVEMBER 2010. PAUL TICE FOUNDED ALPHA FUND LLC IN APRIL 2000 AND HAD MANAGED THE FUND CONTINUOUSLY. PAUL TICE CURRENTLY SERVES ON THE BOARDS OF SERVES AS AN OBSERVER OF THE BOARDS OF CLEARENT, COMPASS ELECTRONICS AND KE2Therm.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Norman Tice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2003 - Present
ARGOS CAPITAL PARTNERS, LLC
Office #1: 7733 Forsyth Blvd Suite 1350, St. Louis, MO 63105RIA
CRD#: 116165
ST. LOUIS, MO
Past
August 25, 1988 - October 21, 2022
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
BD
CRD#: 18810
CLAYTON, MO
Past
June 22, 1988 - June 23, 1988
OAKBRIDGE FINANCIAL SERVICES
BD
CRD#: 16323
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARGOS CAPITAL PARTNERS, LLC
ARGOS CAPITAL PARTNERS, LLC | TICE ASSET MANAGEMENT, LLC | CONFLUENCE INVESTMENT ADVISORS, LLC | ARGOS INVESTMENT ADVISORS, LLC
CRD#: 116165 / SEC#: 801-69958
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Missouri
Registered Investment Advisory firm - (3/18/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(8/25/1988)
RR
Missouri(11/7/1988)
IAR
Missouri(5/20/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
AC
ARGOS CAPITAL PARTNERS, LLC
ARGOS CAPITAL PARTNERS, LLC | TICE ASSET MANAGEMENT, LLC | CONFLUENCE INVESTMENT ADVISORS, LLC | ARGOS INVESTMENT ADVISORS, LLC
CRD#: 116165 / SEC#: 801-69958
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Missouri
Registered Investment Advisory firm - (3/18/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
477 N. Lindbergh Blvd. Suite 200, St. Louis, MO 63141
Mailing Address
Phone number
(314) 898-9893
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,025 |
| AUM (Assets Under Management) | $ 2,641,297,506 |
Red Flags
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Company Information
ARGOS CAPITAL PARTNERS, LLC
CRD#: 116165St. Louis, MO 63105TRUST BUT VERIFY
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Contact information
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