Timothy Lee Baker
Professional Summary
Timothy Lee Baker, who also goes by Timothy L Baker, is a registered financial advisor currently at AUXAN CAPITAL ADVISORS, LLC located in Springfield, Missouri. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Timothy has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Timothy Lee Baker, Timothy L Baker
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Videos & Posts
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PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PFS INVESTMENTS INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
AUXAN CAPITAL ADVISORS LLC | BLAICOL CAPITAL MANAGEMENT, LLC | AUXAN CAPITAL ADVISORS, LLC
Contact Information
Main Address
2215 W Chesterfield Blvd Suite 10, Springfield, MO 65807Phone Number
(417) 268-9650# of Employees
8Documents
Regulatory Assets Under Management
Total Number of Accounts
887AUM (Assets Under Management)
$89,638,927Similar Advisors
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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PFS INVESTMENTS INC.
State Registrations and Notice Filings
(4/12/2021)
(9/2/2022)
(1/18/2014)
(11/27/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Lee Baker's CRS (Customer Relationship Summary).
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PFS INVESTMENTS INC.