Andrew Sirico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Sirico, who also goes by Andy Sirico, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1988. Andrew had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2003 - September 25, 2003
THE INVESTMENT CENTER, INC.
March 9, 2003 - September 2, 2003
VANDERBILT SECURITIES, LLC
May 19, 2000 - February 11, 2002
SECURITIES AMERICA, INC.
April 23, 1999 - May 24, 2000
THE CONCORD EQUITY GROUP, LLC
December 17, 1991 - April 19, 1999
FIRST MONTAUK SECURITIES CORP.
February 23, 1989 - December 18, 1991
ROBERT THOMAS SECURITIES, INC
August 23, 1988 - March 14, 1989
VANDERBILT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
