Jeffrey L. Vazquez
Professional summary
Jeffrey Louis Vazquez is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1989. Jeffrey has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Louis Vazquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2013 - Present
PRIME EXECUTIONS, INC.
Office #1: 11 Wall Street (nyse Trading Floor)., New York, NY 10005October 22, 2010 - October 18, 2013
ILLUSTRO TRADING, LLC
May 14, 2009 - October 27, 2010
EDGE TRADING INC.
February 17, 1998 - May 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 1995 - February 12, 1998
MILLER TABAK HIRSCH & CO.
March 3, 1993 - November 20, 1995
CIBC WORLD MARKETS CORP.
May 26, 1989 - February 18, 1993
CIBC WOOD GUNDY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/8/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 5/18/1999
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
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