Daniel E. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Eugene Boyd was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1988. Daniel had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2002 - September 10, 2002
RICHMARK CAPITAL CORPORATION
December 19, 2000 - March 23, 2001
AUERBACH, POLLAK & RICHARDSON INC.
July 7, 2000 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
June 17, 1999 - May 23, 2000
INSTITUTIONAL EQUITY CORPORATION
May 31, 1996 - April 26, 1999
LLOYD WADE SECURITIES INC.
September 8, 1994 - June 12, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
July 19, 1988 - December 18, 1992
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RICHMARK CAPITAL CORPORATION
CRD#: 43162 / SEC#: , 8-50150
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RMC 1 CAPITAL MARKETS, INC. | HOLDING COMPANY | |
| WHITE, DOYLE MARK | SECRETARY/TREASURER, DIRECTOR | 2212634 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
