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Daniel Eugene Boyd

CRD# 1847819·Registered 1988 - 2002
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Eugene Boyd was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1988 - 2002. Daniel had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

RICHMARK CAPITAL CORPORATION·CRD# 43162
BD
Irving, TX
April 26, 2002 - September 10, 2002
AUERBACH, POLLAK & RICHARDSON INC.·CRD# 29824
BD
Stamford, CT
December 19, 2000 - March 23, 2001
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
Denver, CO
July 7, 2000 - December 19, 2000
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
June 17, 1999 - May 23, 2000
LLOYD WADE SECURITIES INC.·CRD# 39653
BD
Dallas, TX
May 31, 1996 - April 26, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
September 8, 1994 - June 12, 1996
F.N. WOLF & CO., INC.·CRD# 13051
BD
July 19, 1988 - December 18, 1992

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Current Firm

RC
RICHMARK CAPITAL CORPORATION

RICHMARK CAPITAL CORPORATION

CRD#: 43162 / SEC#: 8-50150
BD
Cancelled by SEC on 01/31/2007

Contact Information

Established

Texas since 01/22/1997

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
RMC 1 CAPITAL MARKETS, INC.HOLDING COMPANY—
WHITE, DOYLE MARKSECRETARY/TREASURER, DIRECTOR2212634

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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