Robert T. Podraza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thadeus Podraza was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 5 firms and has passed the Series 63, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 1997 - September 28, 2012
AUSTIN ATLANTIC CAPITAL INC.
September 1, 1990 - December 3, 1997
SHAY GOVERNMENT SECURITIES CO.
September 1, 1990 - December 8, 1997
SHAY FINANCIAL SERVICES CO.
September 28, 1988 - September 1, 1990
U.S. LEAGUE GOVERNMENT SECURITIES, INC.
July 11, 1988 - September 1, 1990
U.S. LEAGUE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUSTIN ATLANTIC CAPITAL INC.
CRD#: 43981 / SEC#: , 8-50509
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
