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Yale J Levey

Yale J Levey

CFP®
NEXT GENERATION WEALTH PLANNING
FORKED RIVER, NJ
·CRD# 1847720·38 years experience

Professional Summary

Yale J Levey, CFP® is a registered financial advisor currently at NEXT GENERATION WEALTH PLANNING, LLC located in Forked River, New Jersey and OSAIC WEALTH, INC. located in Forked River, New Jersey. Yale is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Yale has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Insurance Planning
  • Long-term Care
  • Socially Responsible Investing
  • Inheritance
  • Life Transitions
  • Small Business Planning
  • Comprehensive Financial Planning
  • Business Succession Planning
  • Retirement Planning
  • Investment Planning
  • Tax Planning
  • Estate Planning
  • Retirement Income Management

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1993

Years of Experience

38 years in the financial services industry

Current & Past Employments

NEXT GENERATION WEALTH PLANNING, LLC·CRD# 141615
RIA
1041 West Lacey Rd 2nd Floor, Forked River, NJ 08731
November 6, 2006 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
BD
Next Generation Wealth Planning 1041 W Lacey Rd 2nd Fl, Forked River, NJ, 08731
May 5, 1997 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
Roseland, NJ
December 1, 2011 - September 17, 2013
J. B. HANAUER & CO.·CRD# 6958
BD
Parsippany, NJ
October 19, 1988 - May 15, 1997

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Current Firm

NG
NEXT GENERATION WEALTH PLANNING, LLC

NEXT GENERATION WEALTH PLANNING, LLC

CRD#: 141615
New Jersey
Registered Investment Advisory firm - New Jersey (11/6/2006 Approved)
Texas
Registered Investment Advisory firm - Texas (9/12/2016 Conditional Restricted)

Contact Information

Main Address

1041 West Lacey Rd 2nd Floor, Forked River, NJ 08731

Phone Number

(732) 409-7232

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

139

AUM (Assets Under Management)

$52,248,084

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. YALE LEVEY/ NEXT GENERATION WEALTH PLANNING, LLC, REGISTRANT IS A LICENSED LIFE, HEALTH, PROPERTY AND CASUALTY INS PRODUCER, NOT INV. REL.,198 ROUTE 9 NORTH STE 205A MANALAPAN, NJ 07726, STARTED THIS ACTIVITY: APPROXIMATELY 1990,10 HR/MO, 2.5 HR/TD, I PROVIDE LIFE, HEALTH AND PROPERTY AND CASUALTY INS TO CLIENTS. 2. THE REGISTRANT IS A 100% OWNER AND MANAGING MEMBER OF AN RIA, NEXT GENERATION WEALTH PLANNING, LLC. RIA PROVIDES INV. ADV., FINL PLANNING, AND CONSULTATIVE SERVICES. NEXT GENERATION WEALTH PLANNING, LLC IS THE REGISTRANT'S DBA NAME, INCLUDING INV. AND NON-INV.-REL. ACTIVITIES. FULL-TIME POS. ENTITY FORMATION WAS 8/2006. ADDR. IS 198 ROUTE 9 NORTH STE 205A, MANALAPAN, NJ 07726. 3. THE REGISTRANT WAS A FEATURED ADVISOR AND WAS INTERVIEWED THROUGHOUT THE BOOK; "THE TRUST EQUATION: THE SAVVY INVESTOR'S GUIDE TO SELECTING A COMPETENT, ETHICAL FINL ADVISOR". THE REGISTRANT MAY, ON OCCASION, GIVE OUT THE BOOK AS A GIFT. HE DOES NOT USE THIS BOOK AS SALES LITERATURE OR ADVERTISING. 4. YALE LEVEY/ NEXT GENERATION WEALTH PLANNING, LLC, NOT INV. REL., I CO-AUTHORED A BOOK CALLED "HAPPILY EVER AFTER" THAT I OCCASIONALLY GIVE AWAY AS A GIFT, 198 ROUTE 9 NORTH STE 205A, MANALAPAN, NJ 07726, OWNER, STARTED THIS ACTIVITY: 2006, 0 HR/MO, 0 HR/TD, I CO-AUTHORED A BOOK ENTITLED "HAPPILY EVER AFTER". INVOLVEMENT IS LIMITED TO THE WRITING OF A CHAPTER FOCUSING ON THE TAX BENEFITS OF CHARITABLE PLANNING. I WILL NOT BE USING THIS BOOK AS SALES LITERATURE OR ADVERTISING. 5. GATEWAY FOR GOOD, PBC POS: President/co-owner NATURE: Public Benefit Corp.. INV. REL.: No HRS.: 50 SEC TRADING HRS.: 20 START: 09/26/2016 ADDR.: 3451 Via Montebello, Unit 192-515, Carlsbad CA 92009, DESC.: I am a co-founder and owner of this company and as such, will be involved in all aspects of the company. Duties will include both program/product creation and deployment, training of staff, marketing, sales, and entity management, and other roles. 6. VICKI LEVEY WILDSTEIN TESTAMENTARY TRUST POS: co-ttee NATURE: This is a testamentary trust set up under my father's will INV. REL.: Yes HRS.: 1 SEC TRADING HRS.: 1 START: 11/02/2021 ADDR.: 198 Rt. 9 North, Ste 205, Manalapan NJ 07726, DESC.: I am a co-ttee on a trust set up under my father's will for the benefit of my mother as income benif. My brothers and I are remainder beneficiaries of this rel. trust. 7. BRYAN H. LEVEY IRREVOCABLE LIFE INS TRUST POS: Ttee NATURE: Irrev Life Ins Trust (family/rel.) INV. REL.: Yes HRS.: 0 SEC TRADING HRS.: 0 START: 11/27/2018 ADDR.: 198 Route 9 North, Ste 205, Manalapan NJ 07726, DESC.: My brother named me ttee of his irrev life ins trust. 8. MAIN STREET PHILANTHROPY ACADEMY AMBASSADOR POS: Ambassador/Teacher NATURE: Main St. Philanthropy is a 501c3 charity INV. REL.: No HRS.: 10 SEC TRADING HRS.: 3 START: 10/11/2013 ADDR.: 90 Talmage Road, Mendham NJ 07945, DESC.: As an ambassador of Main St. Philanthropy, teaching a program consisting of 10 weeks of classes in giving and philanthropy, primarily to high school students. 9. PERSONAL RENTAL REAL ESTATE POS: Home Owner NATURE: I bought a second home owned individually (not in a corp.) and am collecting rental income INV. REL.: Yes HRS.: 2 SEC TRADING HRS.: 0 START : 07/15/2024 ADDR.: 245 Shaw Mansion Rd, Waterbury Center VT 05677, DESC.: purchased a 2nd home that I am collecting rental income on via Airbnb and/or a full-time rental. 10. YALE LEVEY POS: POA for my brother NATURE: Individual INV. REL.: Yes HRS.: 2 SEC TRADING HRS.: 0 START : 07/23/2025 ADDR.: 90 Talmage Road, Mendham NJ 07945, DESC.: Taking on the role of POA for my ill brother to help him manage his affairs 11. YALE LEVEY POS: home owner NATURE: Personal rental real estate owned personally INV. REL.: Yes NUMBER OF HRS.: 1 SEC TRADING HRS.: 0 START: 07/15/2024 ADDR.: 245 Shaw Mansion Road, Waterbury Center VT 05677, United States DESC.: I have a full time tenant on one side of my home and occasionally Airbnb my other side when not living there myself

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/15/1997)
RR
Connecticut
(5/5/1997)
RR
Delaware
(6/15/2011)
RR
Florida
(5/5/1997)
RR
Georgia
(1/26/2022)
RR
Indiana
(1/3/2006)
RR
Maine
(1/9/2006)
RR
Maryland
(5/5/1997)
RR
Massachusetts
(3/28/2025)
RR
Missouri
(12/15/2025)
RR
New Jersey
(5/5/1997)
IAR
New Jersey
(11/6/2006)
RR
New York
(5/5/1997)
RR
Ohio
(11/23/2010)
RR
Pennsylvania
(5/5/1997)
RR
South Dakota
(11/1/2018)
RR
Texas
(7/19/2016)
IAR
Texas
(9/13/2016)
RR
Utah
(12/15/2023)
RR
Vermont
(5/3/2011)
RR
Virginia
(3/22/2000)
RR
Washington
(6/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Yale J Levey's CRS (Customer Relationship Summary).

Services Offered by Yale

  • Insurance Planning
  • Long-term Care
  • Socially Responsible Investing
  • Inheritance
  • Life Transitions
  • Small Business Planning
  • Comprehensive Financial Planning
  • Business Succession Planning
  • Retirement Planning
  • Investment Planning
  • Tax Planning
  • Estate Planning
  • Retirement Income Management

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Yale J Levey
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