William W. Atkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Waysie Atkins, who also goes by Waysie W Atkins, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2002 - January 11, 2008
VANGUARD ADVISERS, INC.
August 4, 1998 - December 21, 2016
VANGUARD MARKETING CORPORATION
November 4, 1996 - June 5, 1997
CUNA BROKERAGE SERVICES, INC.
May 29, 1996 - October 24, 1996
CITISTREET EQUITIES LLC
April 15, 1993 - October 11, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 15, 1993 - October 11, 1995
OSAIC FA, INC.
November 21, 1988 - October 13, 1992
MAIN STREET MANAGEMENT COMPANY
September 21, 1988 - November 15, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
July 7, 1988 - September 27, 1988
AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
