John L. Mccallon

ELM ASSET MANAGEMENT

DENTON, TX 76205

Some features on this profile are disabled

CRD#: 1847395

Professional summary

John Louis Mccallon is a registered financial advisor currently at ELM ASSET MANAGEMENT INC. located in Denton, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 3 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Louis Mccallon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 1990 - Present

ELM ASSET MANAGEMENT INC.

Office #1: 1121 Dallas Dr. Suite 1, Denton, TX 76205

RIA

CRD#: 114199

DENTON, TX

Past

June 3, 1992 - September 24, 1996

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

August 23, 1988 - June 19, 1992

KIRK SECURITIES CORPORATION

CRD#: 8439

DENTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/1990)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/20/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/15/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/16/1992

General Securities Principal Examination

Current Firm

ELM ASSET MANAGEMENT INC.

CRD#: 114199 / SEC#:

Texas

Registered Investment Advisory firm - (12/1/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1121 Dallas Drive Suite 1, Denton, TX 76205

Mailing Address

P.o. Box 50538, Denton, TX 76206

Phone number

(940) 382-0001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 6,391,350

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kerry Prazak

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

IAR

SOUTHLAKE, TX

Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John L. Mccallon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Louis Mccallon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELM ASSET MANAGEMENT INC.

MOMENTUM INDEPENDENT NETWORK INC.

KIRK SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/1989

Series 3

Date: 7/15/1998

Series 7

Date: 8/20/1988

Series 24

Date: 11/16/1992

Current Firm

ELM ASSET MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELM ASSET MANAGEMENT INC.

TRUST BUT VERIFY

Similar Advisors