Eugene G. Francis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Gerard Francis, CFP® was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1988. Eugene had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
December 17, 2003 - October 2, 2019
AEPG WEALTH STRATEGIES
January 3, 2003 - May 14, 2003
CETERA WEALTH SERVICES, LLC
October 11, 2002 - May 14, 2003
CETERA WEALTH SERVICES, LLC
June 29, 1990 - November 14, 1990
OSAIC WEALTH, INC.
October 10, 1988 - December 21, 1988
PENNSYLVANIA SECURITIES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
AEPG WEALTH STRATEGIES
CRD#: 109859 / SEC#: 801-32089
Contact information
Red Flags
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