Gary I. Wolf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Isaac Wolf, who also goes by Gary I Wolf, Gary Wolf, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1994. Gary had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 55, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 1994 - May 10, 1999
RAPHAEL, L.P.
April 8, 1994 - April 25, 2002
MICHAELANGELO, L.P.
January 11, 1994 - December 14, 2015
AG BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/23/1998
Limited Representative-Equity Trader ExamCurrent Firm
RAPHAEL, L.P.
CRD#: 23597 / SEC#: , 8-40564
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
