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MF

Mark A. Fairbanks

PINE DISTRIBUTORS LLC
Denver, CO 80246
Some features on this profile are disabled
CRD#: 1847318
MF

Professional summary

Mark Alan Fairbanks is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 27 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Alan Fairbanks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 17, 2024 - Present

PINE DISTRIBUTORS LLC

Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246
BD
CRD#: 323408
Denver, CO
Past

March 31, 2020 - June 30, 2022

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Portland, ME
Past

May 16, 2019 - June 30, 2022

PARNASSUS FUNDS DISTRIBUTOR, LLC

BD
CRD#: 15883
Portland, ME
Past

December 1, 2017 - June 30, 2022

SMEAD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 173734
Portland, ME
Past

August 1, 2016 - June 30, 2022

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Portland, ME
Past

August 18, 2015 - June 30, 2022

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
Portland, ME
Past

November 28, 2014 - June 30, 2022

ORBIS INVESTMENTS (U.S.), LLC

BD
CRD#: 172663
Portland, ME
Past

July 18, 2012 - August 3, 2020

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD
CRD#: 118787
PORTLAND, ME
Past

July 3, 2012 - June 30, 2022

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
Portland, ME
Past

July 3, 2012 - June 30, 2022

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
Portland, ME
Past

July 3, 2012 - June 30, 2022

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
Portland, ME
Past

July 3, 2012 - June 30, 2022

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Portland, ME
Past

June 29, 2012 - August 3, 2020

FAIRHOLME DISTRIBUTORS, LLC

BD
CRD#: 150987
PORTLAND, ME
Past

October 6, 2011 - June 30, 2022

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 143809
Portland, ME
Past

January 8, 2010 - May 1, 2020

BD COMPLIANCE SOLUTIONS, LLC

BD
CRD#: 30188
PORTLAND, ME
Past

January 8, 2010 - August 3, 2020

FORESIDE ASSOCIATES, LLC

BD
CRD#: 13494
PORTLAND, ME
Past

January 8, 2010 - June 30, 2022

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
Portland, ME
Past

January 8, 2010 - June 30, 2022

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
Portland, ME
Past

January 8, 2010 - June 30, 2022

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
Portland, ME
Past

January 8, 2010 - June 30, 2022

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
Portland, ME
Past

January 7, 2010 - June 30, 2022

FORESIDE INVESTMENT SERVICES, LLC

BD
CRD#: 30016
Portland, ME
Past

April 23, 2009 - December 21, 2009

FORESIDE PLAZA DISTRIBUTORS, LLC

BD
CRD#: 103739
PORTLAND, ME
Past

March 24, 2000 - December 18, 2003

FORUM FINANCIAL SERVICES, LLC

BD
CRD#: 38816
PORTLAND, ME
Past

March 9, 2000 - June 30, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Portland, ME
Past

February 14, 2000 - January 12, 2004

FIRST LEGACY SECURITIES, LLC

BD
CRD#: 47079
HELENA, AL
Past

November 1, 1996 - December 18, 2003

ARK FUNDS DISTRIBUTORS, LLC

BD
CRD#: 17685
PORTLAND, ME
Past

July 13, 1988 - October 8, 1996

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maine
(2/20/2024)
RR
Minnesota
(4/16/2024)
RR
South Dakota
(3/19/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/7/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/12/1988
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/2003
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/16/1991
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Denver, CO 80246

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