Mark A. Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Fischer was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 15 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 1993 - July 22, 1993
PACIFIC CORTEZ SECURITIES INCORPORATED
February 19, 1993 - March 26, 1993
CORTLANDT CAPITAL CORPORATION
September 18, 1992 - January 22, 1993
INCOME NETWORK COMPANY
August 6, 1992 - September 1, 1992
FIRST AFFILIATED SECURITIES
July 15, 1992 - August 14, 1992
H.J. MEYERS & CO., INC.
May 26, 1992 - July 17, 1992
DEL MAR SECURITIES, INC.
May 14, 1992 - June 5, 1992
AMR SECURITIES, INC.
May 5, 1992 - May 11, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
November 21, 1990 - February 27, 1992
ADAMS SECURITIES, INC.
November 9, 1990 - November 28, 1990
J. W. GANT & ASSOCIATES, INC.
August 22, 1990 - October 17, 1990
R.B. MARICH, INC.
March 5, 1990 - April 18, 1990
THE STUART-JAMES COMPANY, INCORPORATED
May 9, 1989 - February 20, 1990
KOBER FINANCIAL CORP.
March 23, 1989 - May 16, 1989
ALISON, BAER SECURITIES INC.
August 25, 1988 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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