AS
Alan J. Schryer
NOBLE WEALTH MANAGEMENT
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 1847282
AS
Professional summary
Alan Jerome Schryer, CFP® is a registered financial advisor currently at NOBLE WEALTH MANAGEMENT, INC. located in Newport Beach, California and B.B. GRAHAM & COMPANY, INC. located in Aliso Viejo, California.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Alan has worked at 11 firms and has passed the Series 66, Series 63, Series 22TO, Series 7TO, SIE, Series 7, Series 22, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NOBLE FINANCIAL ADVISORS, INC.; Investment Related; 4299 MacArthur Blvd. Ste. 100, Newport Beach CA 92660; Umbrella company for Noble Wealth Management, Noble Real Estate & Mortgage, Noble Tax Specialists, Noble Comprehensive Insurance Services; 100% Owner; Start Date: January 2021; 100% of hrs./mo. Including trading hours. 2) NOBLE WEALTH MANAGEMENT, INC.; Investment Related; 6B Liberty Ste. 130, Aliso Viejo CA 92656; RIA; Investment Advisor; Start Date: January 1999; 75% hrs./mo., 100% during trading hours. Investment Advisory & Financial Planning. 3) NOBLE REAL ESTATE & MORTGAGE, INC.; Investment Related; 107 Monarch Bay Dr., Dana Point CA 92629; Real estate sales and mortgage origination; 100% Owner; Start Date: January 2021; 10 hrs./mo. Including trading hours; Real estate brokerage and mortgage origination. 4) NOBLE TAX SPECIALISTS, INC.; Investment Related; 6B Liberty Ste. 130, Aliso Viejo CA 92656; Tax Preparation; CPA (100% Owner); Start Date: January 1999; 10% hrs./mo. Including trading hours; Tax preparation and bookkeeping. 5) NOBLE COMPREHENSIVE INSURANCE SERVICES, INC.; Investment Related; 6B Liberty Ste. 130, Aliso Viejo CA 92656; Insurance Sales; Insurance Agent (100% Owner); Start Date: January 1999; 10% hrs./mo. including trading hours; Annuities, Life, Health, and Property & Casualty Insurance. 6) AJ SCHRYER FINANCIAL SERVICES; Investment Related; 107 Monarch Bay Dr. Dana Point CA 92629; Receipt of deposits from other entities and pays bills of other entities; 100% Owner; Start Date: January 2021; 0 hrs./mo. passive activity. 7) TKS PROPERTY MANAGEMENT; Investment Related; 6B Liberty #130, Aliso Viejo CA 92656; Nature of Business - Real Estate Property Management; Owner; Start Date: July 2020; 2-3 hours/mo.; 0 during trading hours; Duties - collect rent & pay vendors. 8) MAJEK INVESTMENTS, LLC; Investment Related; 107 Monarch Bay Dr., Dana Point CA 92629; Shell entity for personal real estate holdings; 100% Owner; Start Date: January 2020; 0 hrs./mo. 9) PRES 555 MAIN, LLC; Investment Related; 19782 MacArthur Blvd. #100, Irvine CA 92612; Real Estate Partnership; Non-Managing Member (20% Owner); Start Date: October 2021; 10 hours/mo including trading hours; consulting. 10) PRES McKINLEY, LLC; Investment Related; 19782 MacArthur Blvd. #100, Irvine CA 92612; Real Estate Partnership; Non-Managing Member (20% Owner); Start Date: November 2021; 10 hours/mo including trading hours; consulting.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Jerome Schryer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
February 25, 2014 - Present
NOBLE WEALTH MANAGEMENT, INC.
Office #1: 4299 Macarthur Blvd. Suite 100, Newport Beach, CA 92660RIA
CRD#: 169963
Newport Beach, CA
Current
March 21, 2017 - Present
B.B. GRAHAM & COMPANY, INC.
Office #1: 6 B Liberty #130, Aliso Viejo, CA 92656Office #2: 4299 Macarthur Suite 100, Newport Beach, CA 92660Office #3: 1700 W. Katella Ave., Orange, CA 92867RIA
BD
CRD#: 41533
Aliso Viejo, CA
Past
December 8, 2016 - March 20, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Aliso Viejo, CA
Past
November 10, 2014 - November 19, 2014
FOOTHILL SECURITIES, INC.
RIA
CRD#: 1027
Aliso Viejo, CA
Past
November 10, 2014 - December 8, 2016
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
Aliso Viejo, CA
Past
September 12, 2014 - September 23, 2014
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
Aliso Viejo, CA
Past
December 2, 2013 - September 12, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
ALISO VIEJO, CA
Past
December 2, 2013 - September 12, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
ALISO VIEJO, CA
Past
September 7, 2007 - December 2, 2013
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
ALISO VIEJO, CA
Past
September 6, 2007 - December 2, 2013
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
ALISO VIEJO, CA
Past
November 13, 2003 - September 7, 2007
EMPIRE SECURITIES CORPORATION
BD
CRD#: 2826
LAGUNA HILLS, CA
Past
May 23, 2002 - November 18, 2003
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
TUSTIN, CA
Past
July 20, 1999 - November 18, 2003
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
September 30, 1998 - June 30, 1999
EMPIRE SECURITIES CORPORATION
BD
CRD#: 2826
EL SEGUNDO, CA
Past
December 15, 1994 - September 27, 1996
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
March 21, 1994 - October 27, 1994
FAS WEALTH MANAGEMENT SERVICES, INC.
BD
CRD#: 10164
SARASOTA, FL
Past
May 24, 1989 - April 6, 1992
IDM SECURITIES CORPORATION
BD
CRD#: 10893
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NOBLE WEALTH MANAGEMENT, INC.
AJ SCHRYER FINANCIAL SERVICES, INC. | NOBLE WEALTH MANAGEMENT, INC.
CRD#: 169963 / SEC#: 801-108555
RIA
Registered Investment Advisory firm - (10/24/2016 Approved)California
Registered Investment Advisory firm - (12/9/2016 Terminated)Texas
Registered Investment Advisory firm - (11/9/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(2/25/2014)
RR
California(3/22/2017)
IAR
Texas(2/28/2014)
RR
Washington(4/19/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NOBLE WEALTH MANAGEMENT, INC.
AJ SCHRYER FINANCIAL SERVICES, INC. | NOBLE WEALTH MANAGEMENT, INC.
CRD#: 169963 / SEC#: 801-108555
RIA
Registered Investment Advisory firm - (10/24/2016 Approved)California
Registered Investment Advisory firm - (12/9/2016 Terminated)Texas
Registered Investment Advisory firm - (11/9/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4299 Macarthur Blvd. Suite 100, Newport Beach, CA 92660
Mailing Address
Phone number
(888) 272-2008
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 660 |
| AUM (Assets Under Management) | $ 212,887,393 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
