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RL

Russell W. Landon

BML SECURITIES LLC
Marshfield, MA 02050
Some features on this profile are disabled
CRD#: 1847140
RL

Professional summary


Russell Woodworth Landon, who also goes by Russ Landon, Russell Landon, Rusty Landon, is a registered financial professional currently at BML SECURITIES LLC located in Marshfield, Massachusetts.

Russell is registered as a RR (Registered Representative) and started their career in finance in 1992. Russell has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Russ Landon | Russell Landon | Rusty Landon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Russell Woodworth Landon's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 9, 2014 - Present

BML SECURITIES LLC

Office #1: 2016 Ocean St Unit 23, Marshfield, MA 02050
BD
CRD#: 167535
Marshfield, MA
Past

January 4, 2013 - January 14, 2014

M&A SECURITIES GROUP, INC.

BD
CRD#: 39999
KANSAS CITY, MO
Past

October 6, 2010 - October 10, 2012

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
BOSTON, MA
Past

October 28, 1994 - August 12, 2010

CANACCORD GENUITY LLC

BD
CRD#: 1020
BOSTON, MA
Past

January 7, 1992 - August 3, 1993

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(2/18/2020)
RR
Ohio
(1/13/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 3/11/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BML SECURITIES LLC
BML SECURITIES LLC

CRD#: 167535 / SEC#: , 8-69262

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
2016 Ocean St Unit 23, Marshfield, MA 02050
Mailing Address
2016 Ocean St Unit 23, Marshfield, MA 02050
Phone number
(617) 367-0099
Established
Massachusetts since 02/19/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BENNING ASSOCIATES LLCMANAGING MEMBER
BUSINESS CAPITAL EXCHANGE INCMANAGING MEMBER
NORTH RIVER CAPITAL LLCMANAGING MEMBER
FLYNN, PETER FRANCISCCO/FINOP2655124

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BML SECURITIES LLC

CRD#: 167535Marshfield, MA 02050

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