Richard A. Leach
Professional summary
Richard Alan Leach, CFP®, who also goes by Rick Alan Leach, is a registered financial professional currently at INVESTMENT SECURITY CORPORATION located in Calabasas, California.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1989. Richard has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Alan Leach's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 1999 - Present
INVESTMENT SECURITY CORPORATION
Office #1: 24009 Ventura Blvd., Suite 101, Calabasas, CA 91302Office #3: 24009 Ventura Blvd., Suite 101, Calabasas, CA 91302February 20, 2007 - June 2, 2010
MUTUAL SECURITIES, INC.
June 30, 2004 - July 6, 2004
FIRST GLOBAL SECURITIES, INC.
June 7, 2001 - August 2, 2011
I.D.A. FINANCIAL SERVICES, LLC
April 25, 2001 - April 20, 2001
I.D.A. FINANCIAL SERVICES, LLC
August 6, 1998 - October 22, 2003
BENEFIT FUNDING SERVICES, LLC
July 11, 1989 - December 12, 2003
CALIFORNIA CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2004)
(3/7/2013)
(4/3/2019)
(11/27/2012)
(3/16/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INVESTMENT SECURITY CORPORATION
CRD#: 47536 / SEC#: , 8-51832
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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