Bradley K. Bryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Kirk Bryan, who also goes by Bradley K Bryan, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1988. Bradley had worked at 6 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2010 - June 26, 2012
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
January 4, 2010 - June 26, 2012
IMPERIAL CAPITAL, LLC
October 6, 2009 - January 6, 2010
JEFFERIES LLC
March 29, 2007 - October 19, 2007
JEFFERIES HIGH YIELD TRADING, LLC
May 15, 2002 - March 12, 2004
JEFFERIES/QUARTERDECK, LLC
October 6, 1993 - October 19, 2007
JEFFERIES LLC
November 23, 1988 - September 24, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
CRD#: 108258 / SEC#: 801-67961
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 393,743,621 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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