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Cynthia Hemmer Janac

Some features on this profile are disabled
CRD#: 1846398
CH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cynthia Hemmer Janac, who also goes by Cynthia Anne Hemmer, Cynthia Anne Hemmer Janac, Cynthia Anne Hemmer-janac, was a registered financial professional .

Cynthia is a previously registered financial professional and started their career in finance in 1988. Cynthia had worked at 10 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cynthia Anne Hemmer | Cynthia Anne Hemmer Janac | Cynthia Anne Hemmer-Janac

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 27, 2010 - July 28, 2021

D.H. HILL SECURITIES, LLLP

BD
CRD#: 41528
HOUSTON, TX
Past

July 18, 2007 - November 11, 2008

CETERA ADVISORS LLC

BD
CRD#: 10299
HOUSTON, TX
Past

June 25, 2007 - July 18, 2007

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
HOUSTON, TX
Past

August 4, 2000 - September 30, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
HOUSTON, TX
Past

August 4, 2000 - September 30, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 31, 1997 - April 30, 1999

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

December 19, 1995 - November 7, 1997

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
BIRMINGHAM, AL
Past

May 23, 1995 - March 6, 2000

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

January 31, 1995 - April 5, 1995

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

September 8, 1992 - January 31, 1995

TRANSAMERICA FUND DISTRIBUTORS, INC.

BD
CRD#: 3554
HOUSTON, TX
Past

January 9, 1989 - December 31, 1989

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA
Past

September 12, 1988 - July 24, 1992

AMERICAN CAPITAL MARKETING, INC.

BD
CRD#: 6699

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/31/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/29/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 4/29/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/26/1988
Investment Company Products/Variable Contracts Representative Examination

Current Firm

DH
D.H. HILL SECURITIES, LLLP
D.H. HILL SECURITIES LLP | FIRST FINANCIAL UNITED INVESTMENTS, LTD. | FIRST FINANCIAL UNITED INVESTMENTS LTD., L.L.P. | D.H. HILL SECURITIES, LLLP

CRD#: 41528 / SEC#: , 8-49475

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1543 Green Oak Place, Suite 100, Kingwood, TX 77339
Mailing Address
1543 Green Oak Place, Suite 100, Kingwood, TX 77339
Phone number
(832) 644-1852
Established
Texas since 06/11/1996
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HILL, DANNY HAROLDCHIEF COMPLIANCE OFFICER1012712
HILL, DANNY HAROLDLIMITED PARTNER1012712
HILL, DANNY HAROLDMUNICIPAL PRINCIPAL1012712
H & H SERVICESGENERAL PARTNER

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

D.H. HILL SECURITIES, LLLP

CRD#: 41528

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