Howard I. Weinstein
Professional summary
Howard Irving Weinstein was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Howard is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Howard had worked at 6 firms, which includes FIRST UNITED EQUITIES CORPORATION, T.R. WINSTON & COMPANY LLC, H G I, WELLS FARGO CLEARING SERVICES LLC, STRATTON OAKMONT INC., LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 1995 - March 16, 1998
FIRST UNITED EQUITIES CORPORATION
September 28, 1994 - January 3, 1995
T.R. WINSTON & COMPANY, LLC
October 19, 1992 - August 2, 1994
H G I
May 26, 1992 - October 26, 1992
WELLS FARGO CLEARING SERVICES, LLC
February 26, 1990 - July 14, 1992
STRATTON OAKMONT INC.
June 21, 1988 - March 12, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST UNITED EQUITIES CORPORATION
CRD#: 36398 / SEC#: , 8-47212
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
