Joseph J. Salerno
Professional summary
Joseph John Salerno III was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Joseph had worked at 10 firms, which includes THE HAMILTON-SHEA GROUP INC., JOSEPH ROBERTS & CO. INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N, MAYFAIR SECURITIES LIMITED, J.P. MORGAN SECURITIES LLC, G. K. SCOTT & CO. INC., CIBC WORLD MARKETS CORP., HASAN GROWNEY CO. INC., SHAMROCK PARTNERS LTD, J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 1996 - July 10, 1998
THE HAMILTON-SHEA GROUP, INC.
July 12, 1993 - October 16, 1996
JOSEPH ROBERTS & CO., INC.
August 14, 1992 - March 12, 1993
TUSCANY EQUITY MANAGEMENT CORPORATI0N
January 14, 1992 - June 18, 1992
MAYFAIR SECURITIES LIMITED
July 11, 1991 - January 10, 1992
J.P. MORGAN SECURITIES LLC
July 18, 1990 - October 3, 1990
G. K. SCOTT & CO., INC.
March 16, 1990 - April 23, 1990
CIBC WORLD MARKETS CORP.
March 2, 1990 - March 5, 1990
HASAN GROWNEY CO. INC.
March 1, 1990 - March 17, 1990
SHAMROCK PARTNERS, LTD
March 21, 1989 - July 5, 1989
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE HAMILTON-SHEA GROUP, INC.
CRD#: 37526 / SEC#: , 8-47829
Contact information
Documents
Red Flags
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