John W. Wolf

CORNERSTONE FINANCIAL PLANNING

Appleton, WI 54913

Some features on this profile are disabled

CRD#: 1846080

Professional summary

John William Wolf, CFP® is a registered financial advisor currently at CORNERSTONE FINANCIAL PLANNING, INC. located in Appleton, Wisconsin.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHN W. WOLF; INVESTMENT RELATED; 5750 W. GRANDE MARKET DRIVE; INSURANCE, FIXED ANNUITY AND LIFE INSURANCE SALES; OWNER/AGENT; START DATE - 1988; 10 HOURS/MONTH; 10 HOURS/MONTH DURING SECURITIES HOURS; SALES OF LIFE INSURANCE AND FIXED ANNUITIES IN CONJUNCTION WITH FINANCIAL PLANNING BUSINESS. CORNERSTONE FINANCIAL PLANNING, NON INVESTMENT RELATED, 5601 W. GRANDE MARKET DR. APPLETON WI 54913, TAX PREPARATION, 1/30/2014. 40 HRS/ MONTH FEB-APRIL. 2 HRS, PREPARATION AND PROCESSING OF INCOME TAX RETURNS FOR SOME CLIENTS. Cornerstone Property Group LLC Investment Real Estate development 09/2017 Owner Not investment related. 10 hrs per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Wolf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 26, 2009 - Present

CORNERSTONE FINANCIAL PLANNING, INC.

Office #1: 5601 West Grande Market Drive Suite E, Appleton, WI 54913

RIA

CRD#: 151866

Appleton, WI

Past

November 20, 2009 - January 29, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

APPLETON, WI

Past

January 2, 2009 - September 23, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

August 24, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ASHEVILLE, NC

Past

June 6, 1996 - September 23, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ASHEVILLE, NC

Past

January 6, 1994 - June 6, 1996

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

July 19, 1988 - January 21, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 19, 1988 - January 21, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/26/2009)

IAR

North Carolina
(11/12/2009)

IAR

Wisconsin
(12/4/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/22/1996

General Securities Principal Examination

Current Firm

CORNERSTONE FINANCIAL PLANNING, INC.

CRD#: 151866 / SEC#: 801-70720

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Illinois

Registered Investment Advisory firm - (5/4/2012 Approved)

North Carolina

Registered Investment Advisory firm - (3/28/2012 Approved)

Texas

Registered Investment Advisory firm - (12/31/2013 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/29/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5601 West Grande Market Drive Suite E, Appleton, WI 54913

Mailing Address

Phone number

(920) 993-1526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 40,983,935

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckeighen

FBL WEALTH MANAGEMENT, LLC

IAR

West Des Moines, IA

Scott Bellicini

JANNEY MONTGOMERY SCOTT LLC

PHILADELPHIA, PA

Frank Barbera

ROYAL PALMS CAPITAL, LLC

ROLLING HILLS EST., CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John W. Wolf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Wolf's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

BANC ONE SECURITIES CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/2009

Series 63

Date: 7/19/1988

SIE

Date: 1/29/2016

Series 7

Date: 7/16/1988

Series 24

Date: 11/22/1996

Current Firm

CORNERSTONE FINANCIAL PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

Similar Advisors