Daniel C. Davis
ADK WEALTH ADVISORY GROUP
ST. LOUIS, MO 63141
Some features on this profile are disabled
CRD#: 1846079
Professional summary
Daniel Carl Davis, CFP® is a registered financial advisor currently at ADK WEALTH ADVISORY GROUP located in St. Louis, Missouri and LPL FINANCIAL LLC located in Creve Coeur, Missouri.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Daniel has worked at 5 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
Estate Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/13/2010: KRAFT, DAVIS & ASSOCIATES, LLC (DBA ADK WEALTH ADVISORY GROUP) - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 1% OF TIME SPENT 2. 04/14/2014: ADK WEALTH ADVISORY GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - Time Spent 1%. 3. 07/09/2015: KRAFT, DAVIS & ASSOCIATES, LLC - DBA: (HYBRID) ADK WEALTH ADVISORY GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - START 06/04/2015 - 50 Hours Per Month/8 Hours During Securities Trading. 4. 07/09/2015: KRAFT, DAVIS & ASSOCIATES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - START 06/04/2015 - 50 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Kraft, Davis & Associates, LLC, an independent investment advisor firm. I started this business activity in 06/2015. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/28/2018 - Apollo Management Holding LLC - Not Investment Related - 12935 N. Outer Forty Dr., Ste. 101, St. Louis, MO 63141 - Real Estate Rental - Start Date 04/02/2018 - 0 Hours Per Month. 6. 10/08/2019 - Financial Planning World - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/03/2019 - 15 hrs/mo - 2 hrs during trading. 7. 1/30/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Business Purchase - Start Date - 04/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Carl Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
June 17, 2015 - Present
ADK WEALTH ADVISORY GROUP
Office #1: 12935 North Outer Forty Road Suite 101, St. Louis, MO 63141RIA
CRD#: 175085
ST. LOUIS, MO
Current
February 12, 1998 - Present
LPL FINANCIAL LLC
Office #1: 12935 N. Outer Forty Dr. #101, Creve Coeur, MO 63141RIA
BD
CRD#: 6413
Creve Coeur, MO
Past
October 21, 1999 - December 31, 2009
ADK WEALTH ADVISORY GROUP
RIA
CRD#: 118560
ST. LOUIS, MO
Past
February 13, 1998 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FRANKLIN, TN
Past
July 20, 1988 - February 20, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 20, 1988 - February 20, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADK WEALTH ADVISORY GROUP
ADK WEALTH ADVISORY GROUP | STECK WEALTH MANAGEMENT | KRAFT, DAVIS & ASSOCIATES, LLC | KRAFT, DAVIS & ASSOCIATES, INC. | INTEGRAL WEALTH | FINANCIAL PLANNING WORLD | ENDEAVOR WEALTH MANAGEMENT
CRD#: 175085 / SEC#: 801-99353
RIA
Registered Investment Advisory firm - (6/9/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/4/2010)
RR
Arizona(7/23/2008)
RR
Arkansas(1/28/2009)
RR
California(2/12/1998)
RR
Colorado(11/19/2007)
RR
Connecticut(7/31/2010)
RR
District of Columbia(8/12/2010)
RR
Florida(2/17/1998)
RR
Georgia(3/25/2008)
RR
Hawaii(6/12/2019)
RR
Idaho(10/31/2017)
RR
Illinois(2/12/1998)
RR
Indiana(10/27/2009)
RR
Iowa(3/25/2002)
RR
Kansas(9/12/2007)
RR
Kentucky(7/29/2010)
RR
Louisiana(6/12/2019)
RR
Maine(8/12/2008)
RR
Maryland(12/13/2016)
RR
Massachusetts(11/30/2011)
RR
Michigan(3/29/2001)
RR
Minnesota(2/22/2008)
RR
Mississippi(6/12/2019)
RR
Missouri(2/13/1998)
IAR
Missouri(6/24/2015)
RR
Montana(11/22/2013)
RR
Nebraska(1/18/2012)
RR
Nevada(10/27/2008)
RR
New Hampshire(4/13/2011)
RR
New Jersey(6/9/2008)
RR
New Mexico(1/5/2006)
RR
New York(5/22/2008)
RR
North Carolina(1/9/2004)
RR
Ohio(5/19/2009)
RR
Oklahoma(3/23/1999)
RR
Oregon(10/28/2008)
RR
Pennsylvania(6/9/2008)
RR
South Carolina(1/5/1999)
RR
South Dakota(11/4/2013)
IAR
Tennessee(11/30/2017)
RR
Tennessee(1/28/2021)
RR
Texas(2/17/1998)
IAR
Texas(6/17/2015)
RR
Utah(9/26/2019)
RR
Vermont(5/14/2012)
RR
Virginia(7/25/2012)
RR
Washington(11/1/2005)
RR
Wisconsin(11/16/2010)
RR
Wyoming(11/13/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ADK WEALTH ADVISORY GROUP
ADK WEALTH ADVISORY GROUP | STECK WEALTH MANAGEMENT | KRAFT, DAVIS & ASSOCIATES, LLC | KRAFT, DAVIS & ASSOCIATES, INC. | INTEGRAL WEALTH | FINANCIAL PLANNING WORLD | ENDEAVOR WEALTH MANAGEMENT
CRD#: 175085 / SEC#: 801-99353
RIA
Registered Investment Advisory firm - (6/9/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12935 North Outer Forty Road Suite 101, St. Louis, MO 63141
Mailing Address
Phone number
(314) 878-1489
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,106 |
| AUM (Assets Under Management) | $ 685,673,033 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADK WEALTH ADVISORY GROUP
CRD#: 175085St. Louis, MO 63141TRUST BUT VERIFY
Monitor Daniel Davis
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
