Guy P. Haselmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Philip Haselmann CAIA, who also goes by Guy Philip Haselmann, was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 1988. Guy had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2022 - December 3, 2024
METLIFE INVESTMENTS SECURITIES, LLC
September 10, 2020 - August 12, 2021
TRIAD SECURITIES CORP
March 12, 2019 - September 3, 2020
ASTOR RIDGE N.A. LLP
July 31, 2017 - January 3, 2019
OPENDOOR SECURITIES LLC
July 12, 2011 - May 16, 2016
SCOTIA CAPITAL (USA) INC.
July 30, 2004 - June 27, 2007
BARCLAYS CAPITAL INC.
June 21, 1988 - September 19, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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