Wai K. Man
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wai Keung Man, who also goes by Jack Man, was a registered financial professional .
Wai is a previously registered financial professional and started their career in finance in 1988. Wai had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2022 - December 31, 2023
MIRACLE CAPITAL MANAGEMENT LLC
March 14, 2011 - May 20, 2011
FINANCE 500, INC.
April 9, 2010 - April 15, 2010
HEROLD & LANTERN INVESTMENTS, INC.
August 8, 2005 - March 30, 2010
GUNNALLEN FINANCIAL, INC
November 2, 2004 - August 5, 2005
BISHOP, ROSEN & CO., INC.
January 2, 2002 - November 11, 2004
OPPENHEIMER & CO. INC.
February 26, 1996 - January 2, 2002
PRIME CHARTER LTD.
January 18, 1990 - March 4, 1996
JOSEPHTHAL & CO., INC.
November 21, 1989 - January 24, 1990
V P SECURITIES, INC.
November 16, 1989 - December 8, 1989
DONALD & CO. SECURITIES INC.
March 31, 1989 - November 20, 1989
WILLIAM M. CADDEN & CO., INC.
July 19, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIRACLE CAPITAL MANAGEMENT LLC
CRD#: 283386 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 400,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
