Todd P. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Patrick Larson was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1988. Todd had worked at 5 firms and has passed the Series 63, Series 99, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2012 - July 26, 2013
AMUNDI DISTRIBUTOR US, INC.
May 10, 1995 - February 19, 1998
NATIXIS DISTRIBUTION, LLC
March 18, 1992 - August 4, 1994
SIGNATOR INVESTORS, INC.
March 18, 1992 - August 4, 1994
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
July 21, 1988 - November 10, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMUNDI DISTRIBUTOR US, INC.
CRD#: 24497 / SEC#: , 8-41256
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
