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Antonio Jose Fernandez

CRD# 1845822·Registered 1988 - 2012
Previously Registered: Being a previously registered professional could mean that Antonio is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Antonio Jose Fernandez, who also goes by Antonio J Fernandez, was a registered financial advisor. Antonio was a previously registered financial professional and started their career in finance 1988 - 2012. Antonio had worked at 2 firms and has passed the Series 63, Series 3, Series 7, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Antonio J Fernandez

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

CONDOR SECURITIES, INC.·CRD# 30406
BD
New, NY
October 15, 1992 - June 15, 2012
INVERWORLD SECURITIES, INC.·CRD# 19845
BD
San Antonio, TX
June 22, 1988 - June 30, 1992

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Current Firm

CS
CONDOR SECURITIES, INC.

CONDOR SECURITIES, INC.

CRD#: 30406 / SEC#: 8-44916
BD
Terminated by SEC on 06/16/2012

Contact Information

Established

Delaware since 04/08/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FERNANDEZ, ANTONIO JOSEPRESIDENT1845822
DELAGARZA, RODRIGO GERARDOCHIEF COMPLIANCE OFFICER (CCO)2533089

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Sep 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1988About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1996About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Apr 1992About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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