Stephen F. Molinari
Professional summary
Stephen Frank Molinari was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Stephen had worked at 16 firms, which includes STRATEGIC ASSETS INC., PROTECTIVE GROUP SECURITIES CORPORATION, FIRST LIBERTY INVESTMENT GROUP INC., PREFERRED SECURITIES GROUP INC., SFI INVESTMENTS INC., BOLTON GLOBAL CAPITAL, SMITH BENTON & HUGHES INC., SUNPOINT SECURITIES INC., A. G. EDWARDS & SONS INC., JWGENESIS SECURITIES INC., D. BLECH & COMPANY INCORPORATED, CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY DW INC., SECURITIES USA INC., J. W. GANT & ASSOCIATES INC., INVESTORS CENTER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2000 - April 27, 2001
STRATEGIC ASSETS INC.
March 3, 1998 - May 1, 2001
PROTECTIVE GROUP SECURITIES CORPORATION
July 30, 1997 - November 10, 1997
FIRST LIBERTY INVESTMENT GROUP, INC.
May 21, 1997 - July 16, 1997
PREFERRED SECURITIES GROUP, INC.
March 19, 1997 - May 15, 1997
SFI INVESTMENTS, INC.
November 12, 1996 - January 17, 1997
BOLTON GLOBAL CAPITAL
October 11, 1996 - November 11, 1996
SMITH, BENTON & HUGHES, INC.
June 4, 1996 - September 5, 1996
SUNPOINT SECURITIES, INC.
April 18, 1995 - May 21, 1996
A. G. EDWARDS & SONS, INC.
July 29, 1994 - April 17, 1995
JWGENESIS SECURITIES, INC.
April 25, 1994 - August 18, 1994
D. BLECH & COMPANY, INCORPORATED
September 8, 1992 - March 30, 1994
CITIGROUP GLOBAL MARKETS INC.
May 1, 1989 - August 26, 1992
MORGAN STANLEY DW INC.
April 5, 1989 - May 18, 1989
SECURITIES USA, INC.
March 3, 1989 - March 27, 1989
J. W. GANT & ASSOCIATES, INC.
August 23, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STRATEGIC ASSETS INC.
CRD#: 37590 / SEC#: , 8-47815
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APPEL, RANDALL STEPHEN | PRESIDENT | |
| APPEL, RANDALL STEPHEN | PRESIDENT | 737169 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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