KA
Kori L. Allen
PEARL WEALTH LLC
Portland, OR 97209
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CRD#: 1845744
KA
Professional summary
Kori Linn Allen, CFP®, who also goes by Kori Linn Allen Ms., is a registered financial advisor currently at PEARL WEALTH LLC located in Portland, Oregon.
Kori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kori has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
What are your service offerings?
Education Planning
Comprehensive Financial Planni...
Life Transitions
Investment Planning
Socially Responsible Investing
Retirement Planning
Estate Planning
How do you get paid?
Fee Only
Are you a "fiduciary"?
Yes
Aliases
Kori Linn Allen Ms.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: DUPLEX RENTAL; ADDRESS OF OBA: PORTLAND, OREGON 97204; NATURE: 1 FLOOR OF MY OWNER-OCCUPIED HOME; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: OWNER; DUTIES: MAINTAIN UNIT, BUILDING & GROUNDS; SCREEN RENTERS; PROCESS APPLICATIONS, RECEIVE RENT; START DATE: 3/2005; APPROX. NUMBER OF HOURS/MONTH: 0.5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: THE LIBRARY FOUNDATION; ADDRESS OF OBA: PORTLAND, OREGON 97209; NATURE: NON-PROFIT WHICH SUPPORTS SPECIFIC LITERACY PROGRAMS FOR THE MULTNOMAH COUNTY LIBRARY; INVESTMENT RELATED: YES; TITLE WITH OBA: CHAIR OF THE BOARD OF TRUSTEES; DUTIES: LIASON BETWEEN BOARD AND EXECUTIVE DIRECTOR; PRESIDE OVER QUARTERLY BOARD MEETINGS; PARTICIPATE IN COMMITTEE MEETINGS AS A NON-VOTING MEMBER (BOARD DEVELOPMENT, FINANCE, INVESTMENTS); START DATE: 07/01/2025; APPROX. NUMBER OF HOURS/MONTH: 8; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (3.) NAME OF OBA: NWCG (NICK WILSON CHARITABLE GROUP); ADDRESS OF OBA: PORTLAND, OR 97280; NATURE: NON-PROFIT SUPPORTING FAMILIES WITH CHILDREN RECEIVING BONE MARROW TRANSPLANTS. GRANTS PROVIDE FINANCIAL SUPPORT IN AREAS NOT COVERED BY MEDICAL INSURANCE. INVESTMENT RELATED: NO; TITLE WITH OBA: COMMITTEE MEMBER, SECRETARY; DUTIES: PARTICIPATE IN MEETINGS, REVIEW GRANT PROPOSALS, MINUTES; START DATE: 09/30/2015 APPROX. NUMBER OF HOURS/MONTH: 0.25; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: NANCY RYLES SCHOLARSHIP FUND AT OCF; ADDRESS OF OBA: PORTLAND, OR 97205; NATURE: SCHOLARSHIP FUND SUPPORTING WOMEN RETURNING TO COLLEGE AFTER AN INTERRUPTION; INVESTMENT RELATED: NO; TITLE WITH OBA: COMMITTEE MEMBER; DUTIES: PARTICIPATE IN MEETINGS FOR OVERSIGHT, ROTATING CHAIR FOR ANNUAL SELECTION PROCESS (3 MEMBERS); START DATE: 07/01/2025; APPROX. NUMBER OF HOURS/MONTH: 0.25; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Kori Linn Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
January 17, 2019 - Present
PEARL WEALTH LLC
Office #1: 915 Nw 19th Ave Suite F, Portland, OR 97209RIA
CRD#: 299508
Portland, OR
Past
July 16, 2009 - April 25, 2019
PINE HAVEN INVESTMENT COUNSEL, INC.
RIA
CRD#: 129365
FAIRHAVEN, MA
Past
August 27, 2008 - July 9, 2009
COLDSTREAM SECURITIES, INC.
BD
CRD#: 46835
BELLEVUE, WA
Past
March 17, 2003 - July 9, 2009
COLDSTREAM WEALTH MANAGEMENT
RIA
CRD#: 108805
PORTLAND, OR
Past
April 28, 1997 - March 12, 2003
WESTERN PACIFIC INVESTMENT ADVISERS INC
RIA
CRD#: 105287
PORTLAND, OR
Past
February 2, 1989 - April 21, 1997
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PEARL WEALTH LLC
PEARL WEALTH LLC
CRD#: 299508 / SEC#: 801-121119
RIA
Registered Investment Advisory firm - (5/3/2021 Approved)California
Registered Investment Advisory firm - (6/5/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/6/2021 Terminated)Texas
Registered Investment Advisory firm - (5/6/2021 Terminated)Washington
Registered Investment Advisory firm - (6/6/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(1/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/4/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PW
PEARL WEALTH LLC
PEARL WEALTH LLC
CRD#: 299508 / SEC#: 801-121119
RIA
Registered Investment Advisory firm - (5/3/2021 Approved)California
Registered Investment Advisory firm - (6/5/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/6/2021 Terminated)Texas
Registered Investment Advisory firm - (5/6/2021 Terminated)Washington
Registered Investment Advisory firm - (6/6/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
915 Nw 19th Ave Suite F, Portland, OR 97209
Mailing Address
Phone number
(503) 223-2539
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 338 |
| AUM (Assets Under Management) | $ 149,125,507 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
