Kori L. Allen

PEARL WEALTH

Portland, OR 97209

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CRD#: 1845744

Professional summary

Kori Linn Allen, CFP®, who also goes by Kori Linn Allen Ms., is a registered financial advisor currently at PEARL WEALTH LLC located in Portland, Oregon.

Kori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kori has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

What are your service offerings?

Education Planning

Comprehensive Financial Planni...

Life Transitions

Investment Planning

Socially Responsible Investing

Retirement Planning

Estate Planning

How do you get paid?

Fee Only

Are you a "fiduciary"?

Yes

Aliases

Kori Linn Allen Ms.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kori Linn Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

January 17, 2019 - Present

PEARL WEALTH LLC

Office #1: 915 Nw 19th Ave Suite F, Portland, OR 97209

RIA

CRD#: 299508

Portland, OR

Past

July 16, 2009 - April 25, 2019

PINE HAVEN INVESTMENT COUNSEL, INC.

RIA

CRD#: 129365

FAIRHAVEN, MA

Past

August 27, 2008 - July 9, 2009

COLDSTREAM SECURITIES, INC.

CRD#: 46835

BELLEVUE, WA

Past

March 17, 2003 - July 9, 2009

COLDSTREAM WEALTH MANAGEMENT

RIA

CRD#: 108805

PORTLAND, OR

Past

April 28, 1997 - March 12, 2003

WESTERN PACIFIC INVESTMENT ADVISERS INC

RIA

CRD#: 105287

PORTLAND, OR

Past

February 2, 1989 - April 21, 1997

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEARL WEALTH LLC

CRD#: 299508 / SEC#: 801-121119

RIA

Registered Investment Advisory firm - (5/3/2021 Approved)

California

Registered Investment Advisory firm - (6/5/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/6/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/6/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 11/4/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

PEARL WEALTH LLC

CRD#: 299508 / SEC#: 801-121119

RIA

Registered Investment Advisory firm - (5/3/2021 Approved)

California

Registered Investment Advisory firm - (6/5/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/6/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/6/2021 Terminated)

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Contact information

Main Address

915 Nw 19th Ave Suite F, Portland, OR 97209

Mailing Address

Phone number

(503) 223-2539

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 12 2025 PRW FORM ADV PART 2A AND 2B FINAL (3/12/2025)

Regulatory assets under management

Total Number of Accounts	338
AUM (Assets Under Management)	$ 149,125,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kori L. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kori Linn Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEARL WEALTH LLC

PINE HAVEN INVESTMENT COUNSEL, INC.

COLDSTREAM SECURITIES, INC.

COLDSTREAM WEALTH MANAGEMENT

WESTERN PACIFIC INVESTMENT ADVISERS INC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

PEARL WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/1997

Series 63

Date: 9/26/1991

Series 7

Date: 1/21/1989

Series 8

Date: 11/4/1991

Current Firm

PEARL WEALTH LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEARL WEALTH LLC

TRUST BUT VERIFY

Contact information

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