Johnny R. Been
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Reidel Been, who also goes by John Reidel Been, John Been, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 1988. Johnny had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2013 - March 16, 2021
BEEN LEGACY WEALTH ADVISORS, LLC
March 5, 2001 - June 7, 2013
VOYA FINANCIAL ADVISORS, INC.
September 15, 2000 - June 7, 2013
VOYA FINANCIAL ADVISORS, INC.
January 5, 1998 - September 18, 2000
IMS SECURITIES, INC.
March 15, 1996 - December 31, 1997
DOMINION CAPITAL CORPORATION
June 19, 1992 - March 29, 1996
BLUEBONNET SECURITIES, INC.
October 7, 1988 - December 31, 1991
HISTORIC SQUARE EQUITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEEN LEGACY WEALTH ADVISORS, LLC
CRD#: 168343 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
