Howard J. Stover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard James Stover was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1988. Howard had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2018 - September 18, 2019
IFS SECURITIES
July 24, 2014 - October 3, 2018
NEWEDGE SECURITIES, LLC
August 18, 2005 - January 30, 2007
FINANCE 500, INC.
November 6, 2000 - August 17, 2005
CAMBRIDGE GROUP INVESTMENTS, LTD.
April 4, 1997 - November 20, 1998
JPMSI
July 1, 1993 - April 1, 1997
MF GLOBAL INC.
May 20, 1992 - July 27, 1993
WILMINGTON SECURITIES, INC.
January 9, 1990 - June 28, 1991
ALLFIRST BROKERAGE CORPORATION
August 31, 1988 - November 21, 1989
HARRIS GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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