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BR

Billy M. Robinson

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CRD#: 1845023
BR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Billy Max Robinson JR, who also goes by Billy Max Robinson, was a registered financial professional .

Billy is a previously registered financial professional and started their career in finance in 1988. Billy had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Billy Max Robinson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 5, 1993 - April 29, 1994

SAPERSTON FINANCIAL INC.

BD
CRD#: 27863
Past

February 1, 1993 - September 22, 1993

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
Past

June 3, 1992 - January 29, 1993

CC&Q INVESTORS DIVERSIFIED, INC.

BD
CRD#: 26644
Past

January 15, 1991 - December 18, 1991

EDI FINANCIAL, INC.

BD
CRD#: 15699
Past

May 29, 1990 - December 31, 1990

H. T. FLETCHER SECURITIES INCORPORATED

BD
CRD#: 17297
Past

November 7, 1989 - May 30, 1990

AMERICAN FRONTEER FINANCIAL CORPORATION

BD
CRD#: 1398
Past

August 30, 1989 - November 24, 1989

WALL STREET WEST, INC.

BD
CRD#: 7529
Past

April 13, 1989 - September 1, 1989

L.F. THOMPSON & COMPANY

BD
CRD#: 21820
Past

February 17, 1989 - April 13, 1989

KOBER FINANCIAL CORP.

BD
CRD#: 17551
Past

November 23, 1988 - February 27, 1989

POWER SECURITIES CORPORATION

BD
CRD#: 15527

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/24/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SF
SAPERSTON FINANCIAL INC.
SAPERSTON FINANCIAL GROUP, INC. | SAPERSTON FINANCIAL INC.

CRD#: 27863 / SEC#: , 8-43265

BD
Terminated by SEC on 02/27/1998
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 10/08/1990
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAPERSTON FINANCIAL INC.

CRD#: 27863

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