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BR

Billy Max Robinson Jr

CRD# 1845023·Registered 1988 - 1994
Previously Registered: Being a previously registered professional could mean that Billy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Billy Max Robinson JR, who also goes by Billy Max Robinson, was a registered financial advisor. Billy was a previously registered financial professional and started their career in finance 1988 - 1994. Billy had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Billy Max Robinson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

SAPERSTON FINANCIAL INC.·CRD# 27863
BD
November 5, 1993 - April 29, 1994
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
February 1, 1993 - September 22, 1993
CC&Q INVESTORS DIVERSIFIED, INC.·CRD# 26644
BD
June 3, 1992 - January 29, 1993
EDI FINANCIAL, INC.·CRD# 15699
BD
January 15, 1991 - December 18, 1991
H. T. FLETCHER SECURITIES INCORPORATED·CRD# 17297
BD
May 29, 1990 - December 31, 1990
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
November 7, 1989 - May 30, 1990
WALL STREET WEST, INC.·CRD# 7529
BD
August 30, 1989 - November 24, 1989
L.F. THOMPSON & COMPANY·CRD# 21820
BD
April 13, 1989 - September 1, 1989
KOBER FINANCIAL CORP.·CRD# 17551
BD
February 17, 1989 - April 13, 1989
POWER SECURITIES CORPORATION·CRD# 15527
BD
November 23, 1988 - February 27, 1989

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Current Firm

SF
SAPERSTON FINANCIAL INC.

SAPERSTON FINANCIAL GROUP, INC. | SAPERSTON FINANCIAL INC.

CRD#: 27863 / SEC#: 8-43265
BD
Terminated by SEC on 02/27/1998

Contact Information

Established

New York since 10/08/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BR
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