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Maurizio Virginio Grammatica

CRD# 1845020·Registered 1990 - 1999
Previously Registered: Being a previously registered professional could mean that Maurizio is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Maurizio Virginio Grammatica, who also goes by M V Grammatica, Maurizio VIrgilio Grammatica, Mike Mv Grammatica, Mike Grammatica, Mv Grammitica, was a registered financial advisor. Maurizio was a previously registered financial professional and started their career in finance 1990 - 1999. Maurizio had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

M V Grammatica, Maurizio Virgilio Grammatica, Mike Mv Grammatica, Mike Grammatica, Mv Grammitica

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

BAXTER BANKS & SMITH, LTD.·CRD# 40771
BD
St. Petersburg, FL
January 15, 1997 - November 1, 1999
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Woodstock, GA
February 20, 1996 - December 11, 1996
FAB SECURITIES OF AMERICA, INC.·CRD# 28212
BD
New York, NY
May 30, 1995 - January 1, 1996
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
August 17, 1994 - March 31, 1995
J. GREGORY & COMPANY, INC.·CRD# 14892
BD
September 14, 1992 - September 14, 1994
KASHNER DAVIDSON SECURITIES CORPORATION·CRD# 5319
BD
Sarasota, FL
August 2, 1990 - December 22, 1990
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
June 21, 1990 - August 13, 1990

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Current Firm

BB
BAXTER BANKS & SMITH, LTD.

BAXTER BANKS & SMITH, LTD.

CRD#: 40771 / SEC#: 8-49185
BD
Terminated by SEC on 05/27/2000

Contact Information

Established

Delaware since 03/19/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MCDERMOTT, FRANCIS MARTINCEO1013320

Disclosures

Regulatory Event

15

Arbitration

17

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1990About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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