Maurizio V. Grammatica
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maurizio Virginio Grammatica, who also goes by M V Grammatica, Maurizio VIrgilio Grammatica, Mike Mv Grammatica, Mike Grammatica, Mv Grammitica, was a registered financial professional .
Maurizio is a previously registered financial professional and started their career in finance in 1990. Maurizio had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 1997 - November 1, 1999
BAXTER BANKS & SMITH, LTD.
February 20, 1996 - December 11, 1996
WOODSTOCK FINANCIAL GROUP, INC.
May 30, 1995 - January 1, 1996
FAB SECURITIES OF AMERICA, INC.
August 17, 1994 - March 31, 1995
A. T. BROD & CO. INC.
September 14, 1992 - September 14, 1994
J. GREGORY & COMPANY, INC.
August 2, 1990 - December 22, 1990
KASHNER DAVIDSON SECURITIES CORPORATION
June 21, 1990 - August 13, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAXTER BANKS & SMITH, LTD.
CRD#: 40771 / SEC#: , 8-49185
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 17 |
Red Flags
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