Jeffrey C. Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Carl Bernstein was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1988. Jeffrey had worked at 4 firms and has passed the SIE, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 1992 - October 29, 1993
BEAR STEARNS GLOBAL ASSET TRADING, LTD
June 25, 1991 - October 1, 2016
J.P. MORGAN CLEARING CORP.
May 9, 1990 - August 13, 1998
NASDAQ EXECUTION SERVICES, LLC
August 16, 1988 - July 8, 2019
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BEAR STEARNS GLOBAL ASSET TRADING, LTD
CRD#: 24176 / SEC#: , 8-41019
Contact information
Documents
Red Flags
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