James E. Macioch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Macioch, CFP® was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1988. James had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2007 - December 31, 2016
INVESTMENT ADVISORS CORP
January 2, 1997 - December 31, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
February 3, 1995 - December 31, 1996
DICKINSON & CO.
November 17, 1993 - January 16, 1995
MONTANO SECURITIES CORPORATION
June 21, 1988 - June 20, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTMENT ADVISORS CORP
CRD#: 117531 / SEC#: 801-69573
Contact information
Red Flags
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